Compliance

FIG is fully compliant with the sector’s regulatory bodies.

As a member of Masthead, we subscribe to a Code of Conduct to ensure professionalism as prescribed in the Financial Advisory Intermediary Services Act.

Code of Conduct

  • Establish a professional relationship
  • Gather the required information from the client
  • Analyse and evaluate the financial status for the client
  • Develop and present recommendations and or alternatives
  • Implement  the recommendation
  • Monitor and review the plan

FIG aligns itself to the following laws, as they have a direct impact on your financial planning processes. We make understanding these laws our business:

At FIG we respect the trust you place in us and ensure complete transparency and that your privacy is protected.